ACCOUNTING/INTERNAL AUDIT/SOX/RISK

VP/DEPUTY AUDIT MANAGER/INVESTMENT BANK (to 175K plus bonus)
Prestigious, well-known Investment organization seeks talented financial professional to assume #2 role for their rapidly expanding 65 person Internal Audit/Risk/Consulting  function. Responsibilities include the  preparation of the audit plan and budget. Interface with Board and Executive Management. Performance of various strategic planning and administrative responsibilities. Supervise, train and evaluate staff. Performance of special projects and business risk reviews. Exposure includes: Capital Markets, Broker-Dealer, Investment Management, SOX, etc.

VICE PRESIDENT/ACCOUNTING POLICIES/STRATEGIC INITIATIVES (earns 175K plus bonus)
Well-know, Fortune 50 company seeks Accounting & Reporting specialist with technical knowledge associated with current accounting pronouncements, financial statement analysis and understanding of industry trends, business drivers and implications. Develop & implement strategic initiatives and business planning regarding  new/updates to global finance policies, development of new finance polices and initiatives. Extensive interaction with Business Unit Product Development areas, Regulatory and Marketing/Regional Executive Teams. CPA, Public Accounting/Policies & Procedures experience a plus.

SOX MANAGER/SENIOR SOX SPECIALIST/FINANCE (to 110K)
Due to rapid expansion, major Fortune-500 company seeks SOX MANAGER (& STAFF/SENIOR SOX specialists) for highly visible position that combines the analysis & testing of SOX requirements with various Forecasting /Budgeting responsibilities including the analysis of budget and forecast variances to enhance overall control regarding the strategies and controls of firm's Controller's and Finance functions.  Additional need for Staff & Senior Sox specialists. Manager-level requires 5+ years relevant experience. Staff/Senior level requires minimum of 2-5 years SOX, Finance, External or Internal Audit experience. CPA is a plus!

SENIOR REGULATORY REPORTING ANALYST/FINANCIAL ANALYST/INVESTMENT BANK (to 95K plus bonus)
Rapidly expanding, profitable Investment Bank seeks Regulatory Analyst; analysis, development and implementation of all aspects of regulatory reporting process to increase timeliness, accuracy and usefulness of financial/regulatory information. Assist in the preparation of capital ratio computation and required support including market, credit and operational risk allowance, using Basel I and Basel II methodology for monthly, quarterly and yearly findings with the SEC. Requires 5 years of regulatory experience in a Bank, Broker-Dealer or Investment Bank. CPA a plus but not required.

RISK OFFICER/EQUITIES/STRATEGIC INITIATIVES/OPERATIONAL RISK (to 110K plus bonus)
Major investment organization seeks Risk professional to work in various business units (Equites/Fixed Income). Achieve operational excellence by reviewing process and procedural changes, developing and implementing risk management initiatives and performance analysis. Interface with Executive and Senior management in developing organizational strategies and coordinating their implementation. Business Analysis, Process Redesign, Consulting and Information Mapping a plus.

The MACK FINANCIAL GROUP NY, LLC is an executive search firm that specializes in the placement of financial professionals within the tri-state area. The Mack Financial Group has over 150+ current  executive/management/associate positions in ACCOUNTING & FINANCE, INTERNAL AUDIT/IT AUDIT, FINANCIAL & REGULATORY REPORTING, PUBLIC ACCOUNTING/TAX, COMPLIANCE, RISK MANAGEMENT, SARBANES-OXLEY (SOX) & BANKING. Please contact us for a professional consultation with one of our recruiting specialists. For more information regarding our services or any of the above positions listed, please send your resume (word format)
in confidence:

Ken Roberts
Managing Director 
Mack Financial Group NY, LLC
kenr@mackfinancialgroup.com