AVP - Audit

Qualifications:

¨  Bachelor Degree (Accounting or Finance majors preferred);

¨  Bank internal audit and/or public accounting experience;

¨  Bank regulatory compliance experience;

¨  Sarbanes-Oxley Section 404 experience a plus;

¨  Proficient in Microsoft Word and Excel;

¨  Experience with audit software a plus;

¨  Ability to work without immediate supervision;

¨  Supervisory or management experience;

¨  Detail minded and analytical;

¨  Solid communication and interpersonal skills;

¨  Motivated self-starter with desire to excel;

¨  Ability to prioritize work and meet deadlines;

¨  Ability to multi-task and manage multiple large projects;

¨  Unquestionable confidentiality;

¨  Professional image; and

¨  Dependable / strong work ethic.

 

Duties:

·  Plan and complete audit work to meet the timeframes of the annual audit schedule;

·  Plan and complete documentation and testing required to comply with Sarbanes-Oxley, Section 404;

·  Work directly with various levels of bank personnel to obtain information and communicate about the technical aspects of the work being audited;

·  Comprehend internal controls and audit programs to identify risks, weaknesses, and deficiencies;

·  Responsible for more complex and/or technical audits and 404 work;

·  Prioritize and manage multiple large projects to completion;

·  Train staff auditors and/or audit officers on assignments;

·  Review the work of staff auditors and/or audit officers;

·  Provide informal performance feedback on staff auditors and/or audit officers;

·  Follow up on and re-test prior audit or 404 deficiencies to determine if they have been resolved;

·  Attend, participate, and/or administer meetings and committees;

·  Prepare monthly reports to the Audit Committee;

·  Update 404 narratives and documentation, as scheduled;

·  Update risk assessments, as scheduled;

 

Assistant Vice President Audit Job Description (continued)

 

·  Overall project management of audits and/or Sarbanes-Oxley, Section 404 documentation and testing;

·  Supervise or manage one or more staff auditors and/or audit officers;

·  Perform additional audit related duties or special projects as requested;

·  Maintain strict compliance with all bank policies and procedures;

·  Maintain strict compliance with professional auditing standards; and

·  Maintain strict compliance with all regulations and laws including, but not limited to, the Bank Secrecy Act (BSA), Anti Money Laundering (AML), Office of Foreign Assets Control (OFAC), and USA Patriot Act.