Regional Compliance Officer

The Regional Compliance Officer will be responsible for the supervision of the Financial Advisors, Licensed Bankers and other region individuals licensed through NatCity Investments. Additionally this individual will be responsible for the review of brokerage accounts and analysis of activity within those accounts, which includes monitoring to ensure compliance with FINRA guidelines for account activity.QualificationsRequired Skills:Compliance Background Series 7, 66 or 65 63 & 65, 24, State Life & Health. Travel required in Chicago Metro and Southern Wisconsin areas.This position requires a minimum of 5 years related work experience.Full time 40 hours Geography National City offers job satisfaction, growth and development at thousands of locations, including this opportunity in US-IL-Clarendon Hills We Offer Related Information National CIty Corporation subsidiaries and member banks are Equal Opportunity Employers. National City does not hire people in F-1 or J-1 status for trainee positions. National City requires candidates to submit to pre-employment drug screening. Privacy Statement