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 Compliance Officer

Details
Country: USA
Location: Missouri-St. Louis Maryland Heights
Total applied: 35
Compliance Officer

Do you have a bachelor's degree? Have you been Series 7 and 63 licensed for a minimum of 3 years? If so, and you are looking for an exciting new career challenge, Edward Jones currently has an opening for a Compliance Officer.Responsibilities -Respond as a service team member to Compliance calls, faxes, emails, and wires ensuring associates have direct access to a qualified supervisor who can answer their general concerns. -Primary focus will be on home office e-mail surveillance -Communicate Compliance policies to associates and those in other departments on an on-going basis in order to prevent miscommumications and escalating problems. Requirements -Must have held Series 7 and 63 licenses for three years. -Series 24,9,10, and the insurance license must be obtained within 6 months of hire. -Bachelor's degree strongly preferred. -Strong product knowledge. -Strong written and communication skills. -Self-starter with ability to function autonomously. -Ability to function independently. -Prior Compliance experience a plus.Submit an online resume for prompt consideration for this opportunity. Please include the job code and minimum salary requirements on your correspondence. For more information visit our website at careers.edwardjones.com. careers.edwardjones.com

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