Compliance Officer- VP

Department Description: The Office of General Counsel (OGC) provides expert legal, regulatory and compliance guidance to Merrill Lynch's management and employees, across all businesses around the world.  This ensures consistency with the firm's principles, compliance with applicable laws and regulations, a superior standard of service for issuing and investing clients, and the enhancement and protection of shareholder value.  Brief Description: Partnering with all business and legal/regulatory groups, the Compliance team ensures compliance with applicable laws, rules, regulations, internal policies, and the firm’s principles, wherever the firm operates. Amongst the team’s responsibilities is to provide support to (policy creation, training, education and advice) and oversight of Merrill Lynch’s broad array of businesses and support functions.Job Responsibilities:Monitor compliance with applicable laws and regulation for Utah-based businesses, including Securities Based Lending, Commercial and Institutional Lending Ensure that the compliance requirements for these businesses are embedded in appropriate policies and procedures Act as an advisory and value-added resource for the businesses Conduct regular risk assessments and quality assurance reviews to evaluate compliance with compliance requirements and to identify potential gaps in policies, procedures and business processes Provide targeted training on product-specific compliance requirements Assist in coordination of regulatory exams Support the execution of core bank and Merrill Lynch & Co. compliance programs and initiatives   Qualifications:Bachelor’s Degree required Bank examiner or bank auditor experience preferred Strong communications skills Knowledge of bank regulatory requirements   Merrill Lynch is an Equal Opportunity Employer. The Firm and its affiliates do not discriminate in employment because of race, color, religion, gender, national origin, veteran status, disability, age, citizenship, marital or domestic/civil partnership status, sexual orientation, gender identity or expression or because of any other criteria prohibited under controlling federal, state or local law. Please register and apply using this link : Merrill Lynch Careers Company Description: Merrill Lynch is one of the world's leading wealth management, capital markets and advisory companies, with offices in 38 countries and territories and total client assets of almost $2.0 trillion.Merrill Lynch offers a broad range of services to private clients, small businesses, and institutions and corporations, organizing its activities into two interrelated business segments - Global Markets & Investment Banking and Global Wealth Management, which is comprised of Global Private Client and Global Investment Management. As an investment bank, it is a leading global trader and underwriter of securities and derivatives across a broad range of asset classes and serves as a strategic advisor to corporations, governments, institutions and individuals worldwide.Merrill Lynch owns approximately half of BlackRock, one of the world's largest publicly traded investment management companies, with more than $1 trillion in assets under management.We're growing our business by helping clients grow theirs.Our client relationships are among our greatest competitive assets. We deepen and enrich these relationships through disciplined growth, innovation, and seamless execution.