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 Compliance Specialist

Details
Country: USA
Location: Wisconsin-Milwaukee Milwaukee, WI 53202
Total applied: 49
Job Category:Legal
Education Level:Master's Degree
Location:Milwaukee, WI 53202
Status:Full Time, Employee
Occupations:General/Other: Legal;Regulatory/Compliance Law
Career Level:Experienced (Non-Manager)
Compliance Specialist

Artisan Partners Limited Partnership

Compliance Specialist

Company Profile:

Artisan Partners Limited Partnership (Artisan Partners) is an independent, multiproduct

investment management firm founded in 1994, managing over $49 billion in

assets. The firm is based in Milwaukee with principal investment offices in

Milwaukee, San Francisco, Atlanta and New York.

The firm offers both mutual fund and separate account management to accommodate a broad range of client

mandates. Current products include domestic and international investments, offering a broad range of investment

management compliance experience.

Artisan Partners provides a professional, business-casual work environment, competitive compensation, excellent

benefits and an opportunity to participate in a growing company.

Position:

Artisan Partners has an immediate opening for a Compliance Specialist in our Milwaukee office working closely

with our retail, institutional, broker dealer, and defined contribution marketing groups. This position will require

development of a working knowledge of applicable SEC and FINRA securities regulations and GIPS standards. The

compliance specialist will be required to interpret and apply that knowledge to various communications, including

correspondence, sales literature, advertising, institutional material, RFPs and questionnaires to ensure compliance

with applicable regulations. The compliance specialist will also be expected to assist in preparing regulatory filings

and developing and implementing compliance policies and procedures.

Qualifications:

• FINRA Series 6 and 26 or ability to obtain within six months of hire

• Undergraduate degree in finance, accounting, economics or business administration, or equivalent in experience

• Dedication to quality and strong work ethic

• Detail oriented

• Strong interpersonal and communication skills

• Proficiency in Microsoft Office applications

• Prior compliance experience in the investment management industry a plus

Contact Information:

Resume and salary history should be sent to complianceresumes@artisanpartners.com or to Artisan Partners

Limited Partnership, Attn: Compliance, 875 E. Wisconsin Avenue, Suite 800, Milwaukee, Wisconsin 53202.

Artisan Partners Limited Partnership is an equal opportunity employer.

- Apply for Compliance Specialist

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