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Compliance Specialist
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Country: USA
Location: Wisconsin-Milwaukee Milwaukee, WI 53202
Total applied: 40 Job Category:Legal
Education Level:Master's Degree
Location:Milwaukee, WI 53202
Status:Full Time, Employee
Occupations:General/Other: Legal;Regulatory/Compliance Law
Career Level:Experienced (Non-Manager)
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Compliance Specialist
Artisan Partners Limited Partnership
Compliance Specialist
Company Profile:
Artisan Partners Limited Partnership (Artisan Partners) is an independent, multiproduct
investment management firm founded in 1994, managing over $49 billion in
assets. The firm is based in Milwaukee with principal investment offices in
Milwaukee, San Francisco, Atlanta and New York.
The firm offers both mutual fund and separate account management to accommodate a broad range of client
mandates. Current products include domestic and international investments, offering a broad range of investment
management compliance experience.
Artisan Partners provides a professional, business-casual work environment, competitive compensation, excellent
benefits and an opportunity to participate in a growing company.
Position:
Artisan Partners has an immediate opening for a Compliance Specialist in our Milwaukee office working closely
with our retail, institutional, broker dealer, and defined contribution marketing groups. This position will require
development of a working knowledge of applicable SEC and FINRA securities regulations and GIPS standards. The
compliance specialist will be required to interpret and apply that knowledge to various communications, including
correspondence, sales literature, advertising, institutional material, RFPs and questionnaires to ensure compliance
with applicable regulations. The compliance specialist will also be expected to assist in preparing regulatory filings
and developing and implementing compliance policies and procedures.
Qualifications:
• FINRA Series 6 and 26 or ability to obtain within six months of hire
• Undergraduate degree in finance, accounting, economics or business administration, or equivalent in experience
• Dedication to quality and strong work ethic
• Detail oriented
• Strong interpersonal and communication skills
• Proficiency in Microsoft Office applications
• Prior compliance experience in the investment management industry a plus
Contact Information:
Resume and salary history should be sent to complianceresumes@artisanpartners.com or to Artisan Partners
Limited Partnership, Attn: Compliance, 875 E. Wisconsin Avenue, Suite 800, Milwaukee, Wisconsin 53202.
Artisan Partners Limited Partnership is an equal opportunity employer.
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