Fail Control Manager

Fail Control Manager

Responsibilities Include:

Ability to manage Buy-In process, stock loan/borrow process, regulatory control (Reg T, RVP Extension, DVP Extension, DK sell out, Reg SHO, and Seg Deficit).

Maximizing box positions to settle trades and minimize financing needs

Requirements / Skill set: 

Minimum five years broker dealer experience

2 - 3 years previous management experience required

Bachelors in Business or recognized professional accounting designation (CA, CPA) required

Advanced knowledge of Microsoft Excel

Excellent communication and interpersonal skills

Candidate should be flexible to work additional hours, possible weekends, and public holiday