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 Field Supervision Director - Compliance

Details
Country: USA
Location: Arizona-Phoenix Tempe
Total applied: 19
Field Supervision Director - Compliance

See for yourself what makes Edward Jones different! As our firm continues to grow, we are currently seeking individuals for several additional Field Supervision Director positions in our Compliance department in our Tempe, AZ location. This challenging position includes overseeing branch offices across the country. Candidates must have held a Series 7 license for a minimum of 2.5 years, and acquire Series 63, 9, 10, and 24 licenses within three months of hire. If you enjoy working autonomously and like the challenge of a variety of responsibilities, this may be an ideal career move for you.Responsibilities Supervise and support investment representatives and branch staff to ensure they follow firm policy and NASD regulations Review branch trade activity on a daily basis Respond to communication wires and phone requestsRequirements Bachelor's degree in business-related field is preferred. Series 7 license held for at least 2.5 years. Series 63, 9, 10, and 24 licenses must be obtained within three months of hire. Willingness to travel three to five times per year to conduct supervisory visits, make presentations, or attend meetings/conferences. Excellent verbal and written communication skills. Strong conflict-management and problem-solving skills. Strong leadership and interpersonal skills. Must be flexible and a strong team player. Self-starter with the ability to make reasoned judgements.Submit an online resume for prompt consideration for this opportunity. Please include the job code and minimum salary requirements on your correspondence. For more information visit our website at careers.edwardjones.com. careers.edwardjones.com

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