Financial Planning Professional

Established financial advisory practice located in Exton, PA seeks an experienced associate to join our team.  We provide a broad range of financial services to high net worth clients.  Our successful use of expanded asset allocation models and unique investment offerings has created a rare career opportunity for a well-qualified individual.  Job responsibilities will vary based on credentials and experience.  No prospecting required. 

 

Responsibilities May Include: 

Provide technical expertise in the areas of financial and estate planning, taxation, risk management, retirement planning, insurance, college funding, qualified plan design and implementation.

Preparation and delivery of annual client reviews.

Investment and asset allocation analysis.

Trade execution.

Assist with preparation and audit of quarterly household consolidated statements.

Internal control spreadsheet updates and maintenance.

Client and custodian liaison as needed for investment guidance, account service issues, etc.

Maintain and enhance client relationships.

 

Required Skills: 

CFP, CIMA or other relevant financial designation

5+ years experience in financial planning or similar capacity

Knowledge of financial products, services, policies and procedures and regulatory requirements

Strong organizational skills

Ability to prioritize and manage multiple tasks

Attention to detail

Excellent time management

Strong oral/written communication skills

Proficient with MS Windows, Excel, Word & Outlook

FINRA Series 7 and 66 licenses [or Series 63 & 65]

Ability to work closely with others in a team setting

Financial product sales experience a plus

 

Company benefits include medical, dental, vision, PTO, LTD and 401(k).  Compensation commensurate with experience.

 

No phone calls please.

 

EOE-M/F/D/V