Paraplanner or Associate Financial Advisor

This paraplanner position exists to assist an experienced advisor in an established practice in servicing clients by gathering and analyzing client data, preparing financial plans, working with clients, and carrying out practice and management tasks as needed.  The paraplanner will consistently follow high standards of business and professional ethics when dealing with others and/or performing work activities. 

 

Core Responsibilities

· Perform case analysis tasks, including but not limited to:

o Entering and examining data and schedules

o Reviewing and interpreting financial statements

o Preparing preliminary Financial Analysis

o Running hypothetical illustrations

o Prepare correspondence

o Track financial plan progress

o Execute and track trades



The position requires licensing and registration for securities including: Series 7, Series 63, and state life, accident and health insurance licenses.  You must be licensed or able to obtain all licenses within 90 days of employment. You will be required to follow legal and regulatory requirements, company policies, and have a clean U4.

 

To qualify for this position you must be a highly organized individual with exceptional computer and communication skills.  Prefer candidates with a Bachelor Degree and industry experience is a plus. 

 

Salary commensurate with experience.