Home | Links | Contact Us | Post a job | Bookmark
Search jobs:
Home Healthcare Services KYC-Specialist-Registered-Investment-Advisor-AVP


 Medicare Consultant/Biller
Besler Consulting, a leading healthcare finance and operations consulting firm based in Princeton, N...


 Registered Nurse Utilization Management / RN Utilization Management
Opening for a permanent position as a Utilization Management Registered Nurse at McGuire Air Force B...


 Dietary Aide, Full Time - Toms River, NJ
About HealthsouthHealthsouth is one of the nation's largest providers of rehabilitative healthcare ...


 PT - Per Diem - Toms River, NJ
About HealthsouthHealthsouth is one of the nation's largest providers of rehabilitative healthcare ...


 RN - Full Time, 3-11 shift, Toms River, NJ
About HealthsouthHealthsouth is one of the nation's largest providers of rehabilitative healthcare ...


 RN - Per Diem - Toms River, NJ
About HealthsouthHealthsouth is one of the nation's largest providers of rehabilitative healthcare ...


 Director, Regulatory Attorney
Description: Leading global Bank seeks a Director, Regulatory Attorney in Jersey City, NJ. R...


 Service Logistic Technician
Huntleigh, a world wide medical device manufacturer, has an opening for a Service Logistic T...


 PROVIDER RELATIONS REPRESENTATIVE
PROVIDER RELATIONS REPRESENTATIVE -West Trenton, NJ- Based in our West Trenton location, you will ...


 Hospital Account Executive
This position is accountable for establishing partnerships with hospitals through account ...


 KYC Specialist - Registered Investment Advisor - AVP

Details
Country: USA
Location: New Jersey-Central US-NJ-Central
Total applied: 31
Job Category:Accounting/Finance/Insurance
Location:US-NJ-Central
Status:Full Time, Employee
Career Level:Executive (SVP, VP, Department Head, etc)
KYC Specialist - Registered Investment Advisor - AVP

Description:
KYC Specialist - Registered Investment Advisor - AVP wanted for preeminent Clearing Firm.

Responsibilities:Conduct 'Know Your Customer' (KYC) due diligence and public records researchReview potential OFAC and World Check alerts to determine if they are materialPackage KYC documentation for reviewLiaise with compliance and legal departmentsEnsure KYC information and documentation for new customers is completeEnsure that KYC files are in compliance with company policy

Qualifications:Anti-Money Laundering experience preferred (KYC or Customer Identification experience)Working knowledge of Registered Investment Advisors, the Investment Company Act of 1940, and SEC Investment Advisor disclosure requirementsExcellent project management, interpersonal skillsAssociate or undergraduate degree preferred, but not required (3898B~)

Apply

- Apply for KYC Specialist - Registered Investment Advisor - AVP

Your email:
Friend email:

Related jobs
  Direct Care Staff
Location: Lawrenceville, NJ 08648 Status: Full Time, Employee Job Category: Customer Support/Client Care ...
  FT Rn Bergen/Passaic & Morris County
Compassionate care hospice is seeking dedicated experienced healthcare provider Rns interested in providing hospice care. willing to ofer supportive environment and the ...
  FT Night Maternal Child RN
Organize and administers individualized age specific professional care to patients within an assigned unit of the hospital in support of medical care. Provides nursing ...
  Phlebotomist - per diem/nights
Community Medical Center is minutes away from both the Atlantic Ocean and Barnegat Bay beaches. Conveniently located right off the Garden State Parkway, we are Ocean C...
  Staff Registered Nurse ( Hemodialysis RN ) Extraordinaire - Back To The Future - Atlantic Artificial
Fast-Forward 5 years Thank you for helping us to achieve our vision of becoming the “greatest dialysis company the world has ever seen”. Your ...
  Youth Care Worker - Mercer
The Mercer County Specialty Bed Program is for girls 17-19 who have varying degrees of behavioral issues that traditionally required more intensive settings. This ...
  Clinical Dietitian
- Bachelors degree is required JOB SUMMARYResponsible for total nutritional care of patients on assigned floors. Assists the Assistant Director in the supervision of ...
  EMR Support Analyst
- Associates degree required - Experience is required Hunterdon Health Care Partners, affiliated with Hunterdon Medical Center, is seeking an EMR (Electronic M...
  Physician Assistant or Nurse Practitioner
- Masters degree is required - Certification Required - Licensure Required - Experience is required The Physician Assistant or Nurse Practitioner provides direct ...
  Sterile Processing Technician
- High school diploma or equivalent is required - Experience is preferred Hunterdon Medical Center, located in Flemington NJ is seeking a Sterile Processing T...

0.034

Archive: All jobs - Links - Links1 - Links2

Copyright (c)2007 HT06.org - All rights reserved