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 Suitability Officer - Advisors IG

Details
Country: USA
Location: Florida-West Palm Beach West Palm Beach
Total applied: 44
Job Category:Legal
Location:US-FL-West Palm Beach
Status:Full Time
Occupations:Regulatory/Compliance Law
Career Level:Experienced (Non-Manager)
Suitability Officer - Advisors IG

Title: FMO Suitability Officer

Location: Hollywood, FL



At Allianz Life Insurance Company of North America, we’ve built a team and a culture that are as innovative as our products and we continue to grow because we help our employees to do the same. We believe that work should be rewarding and that good work should be rewarded. We offer opportunity and expect excellence. We do this all with high ethical standards and a commitment to our community. If you’re ready to grow, and if you want to be rewarded, Allianz is the place for you.



Position Description:



Suitability Awareness:

To develop and maintain an appropriate environment of awareness as to the importance of suitability and consumer advocacy in all aspects of the FMOs business environment. This would include training, advertising, branding, web-sites, problem resolution, and agent relationships.



Suitability Review:

To manage the implementation of a process to perform direct suitability review functions under the supervision and review of AZL Suitability.



Compliance Conduit (Fixed)/Registered Principal (Questar):

Serves as a conduit to ensure that compliance issues are identified and communicated to AZL Conmpliance as appropriate. Assists the FMO President in ensuring that appropriate policies and procedures are in place and functioning effectively to facilitate compliance with both the FMO’s and AZL’s compliance policies and procedures.



Within this role, the position may also function as a registered principal within the OSJ, performing such functions as assigned by Questar to ensure appropriate compliance with the policies and procedures for the branch office/OSJ.



Qualifications:

Minimum 5-7 years industry experience (10 years preferred).At least 2 years of compliance/suitability experience in insurance/broker-dealerStrong negotiation/interpersonal skills.Four year college degree Series 7/24Insurance licensing (preferred)

Why Allianz? We provide benefits for your career and life that are a cut above the rest. From day one, you are eligible for benefits including medical, dental, 401(k), annual paid leave and tuition assistance. In addition, after a designated period of time you are eligible for disability coverage, stock purchase program and much more.

If you’re interested in being considered for this challenging opportunity, apply online at: www.allianzlife.jobs

EOE

Education: Bachelors DegreeJob Level: 6-10 years

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