Branch Manager for software development firms Equity Trading Office

Business/Strategic Management Job Description Job Description: Job Description:Our Client is seeking to hire a Branch Office Manager for our New York, NY office. ESSENTIAL DUTIES AND RESPONSIBILITIES will include but are not limited to: Oversee trading activities to ensure compliance with market rules and regulations and internal policies;Manage and monitor adherence to current supervisory procedures and help implement new/revised regulations;Review trade blotters and exception reports to ensure trading activity is in accordance with regulatory and internal trading policies. Conduct appropriate follow-up (includes warnings and notifications, restrictions of certain trading privileges, fines and penalties, and if such trading infractions continue, the potential suspension of trading privileges and ultimately termination of the relationship with the Client)Conduct annual Branch Compliance and AML meetings;Conduct daily risk management and monitoring for all traders under branch supervision;AML Reviews;SPECIFIC SKILLSMust be able to read, analyze and interpret branch P&L reports, branch blotters, margin reports, professional journals, and procedures. Must be able to effectively respond to questions by customers and employees; additionally, requires the ability to effectively communicate information, issues and solutions to executive management.OTHER QUALIFICATIONS Strong organizational skillsStrong communication skillsStrong analytical, problem solving and negotiating skillsProfessionalism and tact You can view all of our jobs online at http://www.appleone.com/?sc=11Job Experience:call for details, REQUIREMENTS Bachelors Degree or 2+ years of branch management experience Required NASD Licenses 7, 24 No Sponsorship These are a Plus!!! NASD Licenses 4, 55, 63 Searchable Keywords: Customer Service, Inside Sales, Outside Sales, Recruiting, Job Placement / gj-mo Contact Information Company: AppleOne Contact: Victor Herrera E-mail: Apply by Email Address: 10005 Phone: (212) 697-6770 Fax: (212) 697-4044 Reference Code: 11452.12312.BranMan1504V[02].362591* AppleOne is more than just a job. It's a place where you can find the flexibility to pursue your interests while building a career! With more than four decades of experience, our professional career counselors are skilled at matching great people with exceptional career opportunities.